Diane M. Currie
- Senior Compliance Consultant
Diane Currie provides consulting services for registered investment advisers. She has spent more than 25 years providing a wide range of services to investment professionals, allowing them to focus on their core business so they can increase efficiency and profitability.
Diane promotes a firm-wide culture of compliance by providing on-site support to CCOs as well as training and services to comply with regulatory requirements. In addition, she provides cybersecurity and privacy consultation by creating policies and procedures to protect company, employee and client information. Her clients receive the benefits of her experience and expertise in operations and compliance to reduce costs and accelerate growth. As a securities compliance consultant, Diane is not licensed to practice law, so she works closely with and under the supervision of attorneys in our Funds and Investment Services Practice Group.