Last week, we notified you that Warner Norcross + Judd LLP is now offering customized materials, for a flat-fee, to help investment advisors and broker-dealers document compliance with the "best interest" and "impartial conduct" standards of the Department of Labor (DOL) Fiduciary Rule when providing "rollover recommendations," including "pre-hire" rollover advice to clients.
Your customized materials will include:
For more information and pricing, please call or email Diane Currie, Lisa Zimmer or Shane Hansen. The DOL Fiduciary Rule Compliance documentation deadline is June 9, 2017, so order your customized materials today.
