Webinar: Form ADV Part 1: Annual Updating Amendment and More
Thursday, Sept. 18, 2025
1:00 – 3:00 p.m. ET
COMPLY is a premier regulatory compliance education organization serving professionals in compliance, risk and governance. Its Investment Adviser Core Compliance (IA Core) Program provides essential training and core competency in adviser compliance. The program focuses on helping professionals understand regulatory requirements under the Advisers Act and related rules. The coursework in IA Core can be applied toward the more advanced Investment Adviser Certified Compliance Professional (IACCP®) designation.
Diane Currie, senior compliance consultant at Warner Norcross + Judd LLP, will be a panelist during the webinar. She is a designated Investment Adviser Certified Compliance Professional. The seminar is designed for investment adviser professionals with legal, compliance and management responsibilities.
At Warner, Currie works with clients to foster a culture of compliance by providing on-site support to C-suite leaders, as well as training and services to help businesses meet regulatory requirements. She also provides cybersecurity and privacy consultation, developing policies and procedures to protect company, employee and client information.
The webinar will be held Thursday, Sept. 18. For more information, please visit here.
