Hosted By: Warner
You are invited to join Warner’s virtual complimentary CCO Roundtable discussion focused on “SEC Exams During COVID-19,” on Wednesday, June 2, 2021, at noon, where we will discuss best practices for preparing, responding and surviving a virtual SEC exam.
Attendees must be chief compliance officers or have equivalent responsibilities to participate. To facilitate an open and candid discussion among CCOs, we ask that these discussions be treated confidentially.
Look for future CCO Roundtable Series invitations for upcoming events scheduled for:
September 1, 2021
November 3, 2021
