Skip to Main Content
Events | November 14, 2018
1 minute read

Roundtable – Chief Compliance Officer

Hosted By: Warner

Location: The Skyline Club, 2000 Town Center, Ste 2800, Southfield, MI 48075

You’re invited to join the Warner Norcross + Judd Chief Compliance Officer Roundtable, where we'll exchange information, ideas and best practices relevant to chief compliance officers. This roundtable will focus on “Why the SEC is Reading Your Firm's Ads” and will include a facilitated discussion, best practice and/or informational presentations and networking.

Participants must be chief compliance officers or have equivalent responsibilities to attend.

Why the SEC is Reading Your Firm's Ads

7:30 am    Registration/Continental Breakfast
7:45 am    Roundtable
8:15 am    Presentation
9:00 am    Wrap Up/Conclusion