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A Better Partnership


Jun 2021
June 02, 2021
Virtual CCO Roundtable Series: SEC Exams During COVID-19

Webinar | Hosted By: Warner

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You are invited to join Warner’s virtual complimentary CCO Roundtable discussion focused on “SEC Exams During COVID-19,” on Wednesday, June 2, 2021, at noon, where we will discuss best practices for preparing, responding and surviving a virtual SEC exam.
Attendees must be chief compliance officers or have equivalent responsibilities to participate. To facilitate an open and candid discussion among CCOs, we ask that these discussions be treated confidentially.

Look for future CCO Roundtable Series invitations for upcoming events scheduled for:
September 1, 2021
November 3, 2021

NOTICE. Although we would like to hear from you, we cannot represent you until we know that doing so will not create a conflict of interest. Also, we cannot treat unsolicited information as confidential. Accordingly, please do not send us any information about any matter that may involve you until you receive a written statement from us that we represent you.

By clicking the ‘ACCEPT’ button, you agree that we may review any information you transmit to us. You recognize that our review of your information, even if you submitted it in a good faith effort to retain us, and even if you consider it confidential, does not preclude us from representing another client directly adverse to you, even in a matter where that information could and will be used against you.

Please click the ‘ACCEPT’ button if you understand and accept the foregoing statement and wish to proceed.



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