Careers

Experiences

Industries

Offices

Our Firm

Pages

Our People

Updates

Practices

Warner Norcross + Judd LLP is a corporate law firm with over 230 attorneys serving clients in nine offices throughout Michigan. Among the largest law firms in Michigan, Warner works in virtually all areas of business law.

Michigan Law Firm - Warner Norcross + Judd LLP

Wednesday, Aug. 20, 2025 Virtual/Zoom 12:00-1:00 p.m. ET Complimentary

core/paragraph

Looks like the regulators hit the snooze button — again. With the SEC Anti Money Laundering (AML) rules for investment advisers delayed until Jan. 1, 2028, we are pivoting to a more urgent topic: protecting seniors and vulnerable adults. While AML can wait, understanding how to support and safeguard these clients can’t. Join us for a timely and practical discussion around how to protect vulnerable clients and your firm. &nbsp;

The third installment of Warner’s Funds and Investments Industry Group Roundtable Series will focus on the difficult and important role financial advisers play in identifying and protecting seniors and vulnerable adults.

We’ve all faced it: A client suddenly shows signs of diminished capacity or vulnerability and the uncertainty that follows. By 2030, nearly one in five U.S. residents will be 65 or older, collectively controlling $26 trillion – over 70% of the nation’s disposable income.

Understanding this demographic’s financial needs isn’t just good practice, it’s a professional responsibility wrapped in liability. This CCO Roundtable installment will help you recognize red flags, navigate sensitive situations and deliver financial services that are both compassionate and compliance focused.

Discussion Topics Will Include:

Understanding statutory guidance designed to protect financial professionals.

core/list-item

Preventative actions to facilitate compliance.

Identifying red flags: cognitive decline, financial scams and elder abuse.

Escalation involving family, law enforcement, adult protective services or others.

core/list

Chief compliance officers and those with equivalent responsibilities are invited to participate. To encourage open and candid discussion, we ask that roundtable conversations be treated confidentially.

Register for this roundtable event by clicking the link below. Once you register, you will receive an invitation with event information and the Zoom link. Please follow the steps to add the invitation to your calendar.

core/button

core/buttons

Watch our next virtual CCO Roundtable Series invitations scheduled for Nov. 19, 2025, from 12:00 noon to 1:00 p.m.

Funds and Investments

Senior Counsel

Catherine H. Jacobs

Andrea McGrew

Corporate

2025 CCO Roundtable Series — Safeguarding the Vulnerable: Seniors, Vulnerable Adults and Your Firm

Warner Norcross + Judd LLP is responsible for the contents of our advertising and this website. Please read our full <a href="/privacy-policy/" aria-label="see privacy policy">privacy policy</a> available on our website. If you have any questions or comments about our website or our Privacy Policy please contact us at <a href="mailto:info@wnj.com">info@wnj.com</a> or 616.752.2000.