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Warner Norcross + Judd LLP is a corporate law firm with over 230 attorneys serving clients in nine offices throughout Michigan. Among the largest law firms in Michigan, Warner works in virtually all areas of business law.

Michigan Law Firm - Warner Norcross + Judd LLP

Wednesday, August 20, 2025 Virtual, Zoom 12:00-1:00 p.m. Eastern Time Complimentary

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The third installment of Warner’s Funds and Investments Industry Group Roundtable Series will focus on a critical regulatory topic for 2025: Anti-Money Laundering (AML) Compliance for Investment Advisers.

Under a new FinCen rule, certain SEC-registered investment advisers and exempt reporting advisers are subject to anti-money laundering and counter-terrorism financing (CTF). This roundtable will explore what compliance professionals need to know to prepare for the Jan. 1, 2026 compliance date.

Discussion Topics Will Include:

Understanding the scope and impact of AML requirements

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Identifying pillars of compliance: beyond KYC

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Chief compliance officers and those with equivalent responsibilities are invited to participate. To encourage open and candid discussion, we ask that roundtable conversations be treated confidentially.

Register for this roundtable event by clicking on the link below. Once you register, you will receive an invitation with event information and the Zoom link. Please follow the steps to add the invitation to your calendar.

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Watch for the invitation to our next installment in the CCO Roundtable Series, scheduled for Nov. 19, 2025, from noon to 1:00 p.m. (virtual).

Funds and Investments

Senior Compliance Consultant

Diane M. Currie

Senior Counsel

Andrea McGrew

Partner

Linda Paullin-Hebden

Corporate

2025 CCO Roundtable Series — Anti-Money Laundering Compliance for Investment Advisers

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