- Senior Counsel
Having come from an in-house counsel role as chief legal officer and chief compliance officer for a large SEC broker-dealer, two SEC-registered investment advisors – one operating as a money manager and the other operating as a TAMP – an insurance wholesaler and financial marketing entity, I have an accurate perspective on what my clients expect from outside legal counsel. After sitting in the client seat for 18 years, I am uniquely positioned to connect with clients and replicate the exemplary service I received as a client of Warner’s, and provide input on how Warner can continue to deliver a quality client experience.
Andrea McGrew counsels clients on a variety of broker-dealer and investment adviser compliance matters – helping to support and educate across organizational departments and guiding the overall corporate policy in respect to federal and state securities laws, as well as SRO rules. As a former chief legal officer and chief compliance officer for a large SEC broker-dealer, two SEC-registered investment advisers, an insurance wholesaler and a financial marketing entity – Andrea understands the inner workings of her clients’ businesses, including what executive teams need from their outside counsel.