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Andrea
McGrew

  • Senior Counsel

Having come from an in-house counsel role as chief legal officer and chief compliance officer for a large SEC broker-dealers, two SEC-registered investment advisors – one operating as a money manager and the other operating as a TAMP – an insurance wholesaler and financial marketing entity, I have an accurate perspective on what my clients expect from outside legal counsel. After sitting in the client seat for 18 years, I am uniquely positioned to connect with clients and replicate the exemplary service I received as a client of Warner’s, and provide input on how Warner can continue to deliver a quality client experience.

Andrea McGrew counsels clients on a variety of broker-dealer and investment adviser compliance matters – helping to support and educate across organizational departments and guiding the overall corporate policy in respect to federal and state securities laws, as well as SRO rules. As a former chief legal officer and chief compliance officer for a large SEC broker-dealer, two SEC-registered investment advisers, and insurance wholesaler and a financial marketing entity – Andrea understands the inner workings of her clients’ businesses, including what executive teams need from their outside counsel.

  • Speaker, 2018 Midwest Securities Law Institute, East Lansing, MI, October 8, 2018
  • Speaker, 2017 Midwest Securities Law Institute, East Lansing, MI, October 6, 2017
  • Speaker, 2018 Midwest Securities Law Institute, East Lansing, MI, October 8, 2018
  • Speaker, 2017 Midwest Securities Law Institute, East Lansing, MI, October 6, 2017
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Andrea
McGrew

  • Senior Counsel
Grand Rapids

My admin

Having come from an in-house counsel role as chief legal officer and chief compliance officer for a large SEC broker-dealers, two SEC-registered investment advisors – one operating as a money manager and the other operating as a TAMP – an insurance wholesaler and financial marketing entity, I have an accurate perspective on what my clients expect from outside legal counsel. After sitting in the client seat for 18 years, I am uniquely positioned to connect with clients and replicate the exemplary service I received as a client of Warner’s, and provide input on how Warner can continue to deliver a quality client experience.

Andrea McGrew counsels clients on a variety of broker-dealer and investment adviser compliance matters – helping to support and educate across organizational departments and guiding the overall corporate policy in respect to federal and state securities laws, as well as SRO rules. As a former chief legal officer and chief compliance officer for a large SEC broker-dealer, two SEC-registered investment advisers, and insurance wholesaler and a financial marketing entity – Andrea understands the inner workings of her clients’ businesses, including what executive teams need from their outside counsel.

  • Speaker, 2018 Midwest Securities Law Institute, East Lansing, MI, October 8, 2018
  • Speaker, 2017 Midwest Securities Law Institute, East Lansing, MI, October 6, 2017
  • Speaker, 2018 Midwest Securities Law Institute, East Lansing, MI, October 8, 2018
  • Speaker, 2017 Midwest Securities Law Institute, East Lansing, MI, October 6, 2017