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Warner Norcross + Judd LLP is a corporate law firm with over 230 attorneys serving clients in nine offices throughout Michigan. Among the largest law firms in Michigan, Warner works in virtually all areas of business law.

Michigan Law Firm - Warner Norcross + Judd LLP

Wednesday, Nov. 19, 2025 12:00 – 1:00 p.m. ET Virtual/Zoom Complimentary

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The fourth installment of Warner’s 2025 Funds and Investments Industry Group Roundtable Series will focus on the SEC’s sweeping amendments to Regulation S-P (Reg S-P) prior to the Dec. 3, 2025, and June 3, 2026, compliance dates.

IT vendor The KR Group, Inc. will present alongside Warner’s professionals, walking chief compliance officers through the operational, cybersecurity and regulatory risks embedded in the new rule. We’ll provide action items for modernizing your incident response plan, auditing your vendor ecosystem and aligning your data governance strategy with the SEC's elevated expectations.

Discussion topics will include:

Third-party vendor risk: Your new frontline.

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Practical guidance for managing IT support staff and vendors.

Building an effective incident response plan.

Detecting and responding to unauthorized access, both internally and externally.

Working with vendors to meet the 72-hour notification requirement.

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CCOs and those with equivalent responsibilities are invited to participate. To encourage open and candid discussion, we ask that roundtable conversations be treated confidentially.

Register for this event by clicking on the button below. Once you register, you will receive an invitation with event information and the Zoom link. Please follow the steps to add the invitation to your calendar.

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Funds and Investments

Senior Counsel

Andrea McGrew

Corporate

Data, Disclosure & Deadlines: Reg S-P’s New Playbook for Investment Advisers

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