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A Better Partnership

Securities law/Socially responsible investing

As the number of Community Development Financial Institutions (CDFIs) grows, so does our experience in helping CDFIs and their investors yield financial returns. Our work with the Calvert Social Investment Foundation is but one example.

We help our nonprofit clients with the rules and regulations pertaining to the sale of securities and other aspects of capital fundraising, including offerings of notes and bonds, gift annuity programs, church extension fund loan programs and charitable investment pools.

We also provide counsel to nonprofit organizations regarding compliance with federal and state securities laws, including advice with respect to potential exemptions provided by the Philanthropy Protection Act of 1995 and the National Securities Markets Improvement Act of 1996.

Our expertise covers other areas of securities law, too, including state and federal registration, reporting, filing, recordkeeping and operational requirements applicable to securities issuers, brokers, dealers, agents, investment advisers, representatives and investment companies.

NOTICE. Although we would like to hear from you, we cannot represent you until we know that doing so will not create a conflict of interest. Also, we cannot treat unsolicited information as confidential. Accordingly, please do not send us any information about any matter that may involve you until you receive a written statement from us that we represent you.

By clicking the ‘ACCEPT’ button, you agree that we may review any information you transmit to us. You recognize that our review of your information, even if you submitted it in a good faith effort to retain us, and even if you consider it confidential, does not preclude us from representing another client directly adverse to you, even in a matter where that information could and will be used against you.

Please click the ‘ACCEPT’ button if you understand and accept the foregoing statement and wish to proceed.



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