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Publications | May 25, 2016
1 minute read

The Final Fiduciary Rule Has Arrived . . . Finally (NSCP Currents)

This article appeared in Currents, a professional journal published by the National Society of Compliance Professionals, to explain the final fiduciary rule that was issued on April 6, 2016 by the Department of Labor. The ruling has been revised to address or eliminate controversial requirements for broker-dealers, registered investment advisors and insurance agents. Download the article.

The National Society of Compliance Professionals