Hosted By: Warner
Location: The Skyline Club, 2000 Town Center, #2800, Southfield, MI 48075
CANCELED DUE TO INCLEMENT WEATHER. We will be sending a new invitaiton when the roundtable has been rescheduled.
You’re invited to join the Warner Norcross + Judd Chief Compliance Officer Roundtable, where we'll exchange information, ideas and best practices relevant to chief compliance officers. This roundtable will focus on “OCIE Inspection Focus: Retail Customers, Seniors and Those Saving for Retirement” and will include a facilitated discussion, best practice and/or informational presentations and networking.
Participants must be chief compliance officers or have equivalent responsibilities to attend.
OCIE Inspection Focus: Retail Customers, Seniors and Those Saving for Retirement
7:30 am Registration/Continental Breakfast
7:45 am Roundtable
8:15 am Presentation
9:00 am Wrap Up/Conclusion