Warner Norcross + Judd LLP represented a nonprofit, charitable investment firm in its $750,000 offering of securities to support its global lending and investment program. The Issuer offers its Notes through direct sales by personnel of the Issuer, as well as through an unaffiliated registered broker-dealer. Warner’s expertise in navigating federal and state registration and exemption requirements for both the Notes and the individuals involved in sales of the Notes assisted the Issuer in efficiently navigating complexities of its dual sales channel across multiple states and territories. Warner collaborated with counsel for the registered broker-dealer to develop an efficient and repeatable process for due diligence and communication between the Issuer and the broker-dealer both prior to launch and throughout the offering period.
Experience
