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A Better Partnership


Mar 2014
March 18, 2014

Memorandum: Overview of the “Family Office” Exclusion from “Investment Adviser” Regulation

Families with accumulated wealth may choose to directly employ one or more financial professionals to advise and manage their investments, rather than contract with a third-party investment management firm for those services. This allows these services to be highly-customized, closely controlled and confidentially performed. To read the full memorandum click here.

NOTICE. Although we would like to hear from you, we cannot represent you until we know that doing so will not create a conflict of interest. Also, we cannot treat unsolicited information as confidential. Accordingly, please do not send us any information about any matter that may involve you until you receive a written statement from us that we represent you.

By clicking the ‘ACCEPT’ button, you agree that we may review any information you transmit to us. You recognize that our review of your information, even if you submitted it in a good faith effort to retain us, and even if you consider it confidential, does not preclude us from representing another client directly adverse to you, even in a matter where that information could and will be used against you.

Please click the ‘ACCEPT’ button if you understand and accept the foregoing statement and wish to proceed.



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