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A Better Partnership


Nov 2014
November 20, 2014
The New Face of Capital Formation

Bar Association of San Francisco (BASF) Conference Center | Hosted By: American Law Institute Continuing Legal Education

We are pleased to announce that Hugh Makens will be a featured speaker at the upcoming American Law Institute CLE course, The New Face of Capital Formation, Thursday and Friday, November 20-21, 2014, in San Francisco and by live video webcast.  This timely course will provide an in-depth examination of today’s private placements and the business and regulatory environment for the latest capital-raising models, including:
  • Crowdfunding: What will work and what won’t
  • Regulation A+ and how it will be used
  • The IPO revolution for emerging growth companies (EGCs)
  • General solicitation and advertising under the JOBS Act; limitations on general solicitation; advertising in offerings not covered by the JOBS Act
  • SEC regulatory perspectives on private placements and the alternatives
  • Finders, eligible investors, and “bad actors”
  • The expanding role of FINRA
  • State regulatory and enforcement efforts; NASAA coordination
For more information or to register for the in-person course, full webcast, or webcast segments, go to

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