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Events

May 2018
08
May 08, 2018
Chief Compliance Officer Roundtable Series - May 8, 2019

The Skyline Club | Hosted By: Warner

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You’re invited to join the Warner Norcross + Judd Chief Compliance Officer Roundtable, where we'll exchange information, ideas and best practices relevant to chief compliance officers. The roundtable will focus on “OCIE Inspection Focus: Retail Customers, Seniors and Those Saving for Retirement.” This meeting includes a facilitated discussion, best practice and/or informational presentations and networking.

Participants must be chief compliance officers or have equivalent responsibilities to attend.
 
OCIE Inspection Focus: Retail Customers, Senior and Those Saving for Retirement

7:30 am    Registration/Continental Breakfast
7:45 am    Roundtable/Best Practices
8:15 am    Presentation
9:00 am    Wrap Up/Conclusion


NOTICE. Although we would like to hear from you, we cannot represent you until we know that doing so will not create a conflict of interest. Also, we cannot treat unsolicited information as confidential. Accordingly, please do not send us any information about any matter that may involve you until you receive a written statement from us that we represent you.

By clicking the ‘ACCEPT’ button, you agree that we may review any information you transmit to us. You recognize that our review of your information, even if you submitted it in a good faith effort to retain us, and even if you consider it confidential, does not preclude us from representing another client directly adverse to you, even in a matter where that information could and will be used against you.

Please click the ‘ACCEPT’ button if you understand and accept the foregoing statement and wish to proceed.

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