Securities Law

Co-chair: Hugh H. Makens, Co-chair: Shane B. Hansen

Our securities experience spans the entire country.

Warner attorneys have served as federal and state securities regulators and on federal and state securities advisory boards, giving us exceptional contacts and excellent understanding of corporate, private, charitable and religious securities issues. We enjoy a lengthy history of working with broker-dealers, investment advisers and other members of the securities industry on a complete spectrum of regulation, litigation and enforcement issues.

Our team is knowledgeable in navigating the increasingly complex maze of federal, state and self-regulatory compliance requirements, dealing with the SEC, NASDR, NYSE and all of the 50 states. We have guided hundreds of businesses or institutions through initial public offerings, secondary offerings and going-private transactions, giving us tremendous insight into the critical business issues that arise in every deal.

©2013 Warner Norcross & Judd LLP. All Rights Reserved

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